In The Matter of the Contravention of Section 66(1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By National Infrastructure Development Company Limited Contravention Order re National Infrastructure Development Company Limited – $1,000.00
In The Matter of the Contravention of Section 61(2) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Development Finance Limited Contravention Order re Development Finance Limited $1,000.00
In The Matter of the Contravention of Section 65(1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 48(1) of the Securities (General) By-Laws 2015 By CinemaOne Limited Contravention Order re CinemaOne Limited – $29,750.00
In The Matter of the Contravention of Section 63(a) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 47(c) of the Securities (General) By-Laws 2015 By CinemaOne Limited Contravention Order re CinemaOne Limited – $8,000.00
In The Matter of the Contravention of Section 136(1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Anthony Subero Contravention Order re Anthony Subero – $3,000.00
“The Commission remains committed to working with persons to ensure that financial innovation is made accessible to the investing public in a safe and structured environment. Accordingly, the Commission invites Fintech companies/providers and persons conducting, or contemplating conducting activities involving Fintech, to come forward and engage in discussions with a …
In the Matter of the Contravention of Section 65(1) of the Securities Act Chapter 83:02 and By-Law 48(1) of the Securities (General) By-Laws 2015 By The Sports Company of Trinidad and Tobago Limited Contravention Order re The Sports Company of Trinidad and Tobago Limited – $155,400.00
In the Matter of the Contravention of Section 66(1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago by The Sports Company of Trinidad and Tobago Limited Contravention Order re The Sports Company of Trinidad and Tobago Limited – $64,800.00
In the Matter of the Contravention of Sections 64(1)(a), (b) and (c) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago by The Sports Company of Trinidad and Tobago Limited Contravention Order re The Sports Company of Trinidad and Tobago Limited – $1,864,000
In the Matter of the Contravention of Section 61(2) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By The Sports Company of Trinidad and Tobago Limited Contravention Order re The Sports Company of Trinidad and Tobago Limited – $41,400.00
