Circular Letter Continuous Disclosure and Filing Obligations of Reporting Issuers
Circular Letter Continuous Disclosure and Filing Obligations of Reporting Issuers Circular Letter Continuous Disclosure and Filing Obligations of Reporting Issuers
Circular Letter Continuous Disclosure and Filing Obligations of Reporting Issuers Circular Letter Continuous Disclosure and Filing Obligations of Reporting Issuers
FREEDOM OF INFORMATION ACT 1999 CHAPTER 22:02 (FOIA) In compliance with Sections 7, 8 and 9 of the Freedom of Information Act, 1999 (FOIA). In accordance with Sections 7, 8 and 9 of the Freedom of Information Act, 1999 (FOIA) the Trinidad and Tobago Securities and Exchange Commission (“the Commission”) …
Public Notice re Administrative Fines THE PUBLIC IS HEREBY NOTIFIED that the Trinidad and Tobago Securities and Exchange Commission (“the Commission”) imposes administrative fines pursuant to sections 156 and 156A of the Securities Act Chap 83:02 of the Laws of the Republic of Trinidad and Tobago (“the Securities Act”)for contraventions …
Statement of Substance Purpose to accompany Draft CIS By-Laws 2019
As the regulator of the CIS market which includes closed ended and open ended CISs (mutual funds) as well as certain kinds of annuity schemes, the Commission presently regulates this market, in accordance with the Commission’s Collective Investment Scheme Guidelines (the Guidelines), dated July 2nd, 2008. The Commission has drafted the Collective Investment Scheme (CIS) …
In the Matter of an Application by Scotia Investments Jamaica Limited for de-registration as a Reporting Issuer pursuant to Section 71(1) (b) of the Securities Act, Chap 83:02 of the Laws of the Republic of Trinidad and Tobago De-registration Order re Scotia Investments Jamaica Limited
In the Matter of the Contravention of Section 64(1)(a) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago by Unilever Caribbean Limited Contravention Order re Unilever Caribbean Limited – $7,000.00
In the Matter of the Contravention of Section 64(1)(a) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago by Unilever Caribbean Limited Contravention Order re Unilever Caribbean Limited – $3,000.00
In The Matter of the Contravention of Section 61(2) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Trinidad and Tobago Housing Development Corporation Contravention Order re Trinidad and Tobago Housing Development Corporation – $2,000.00