Contravention Order re: Sagicor Life Incorporated – $3,000.00
In The Matter of the Contravention of By-Law 39(1) of the Securities (General) By-Laws, 2015 By Sagicor Life Incorporated Contravention Order re Sagicor Life Incorporated – $3,000.00
Author Archives: Nicole Bachan
Contravention Order re: PLIPDECO – $10,000.00
In The Matter of the Contravention of Section 65(1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 48(1) of the Securities (General) By-Laws, 2015 By Point Lisas Industrial Port Development Corporation Limited Contravention Order re PLIPDECO – $10,000.00
Contravention Order re: PLIPDECO – $2,000.00
In The Matter of the Contravention of Section 63(a) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 47(c) of the Securities (General) By-Laws, 2015 By Point Lisas Industrial Port Development Corporation Limited Contravention Order re PLIPDECO – $2,000.00
Contravention Order re: Kathryn Abdulla – $24,600.00
In The Matter of the Contravention of Section 136(1) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Kathryn Abdulla Contravention Order re Kathryn Abdulla – $24,600.00
RE: Notice of Relocation of TTSEC Offices
The Trinidad and Tobago Securities and Exchange Commission (TTSEC), is pleased to inform that we will be relocating our offices with effect from Wednesday July 31, 2019, to: Levels 22 – 23, Tower D, International Waterfront Centre, 1 Wrightson Road, Port of Spain, Trinidad and Tobago. TTSEC Notice of Relocation
Securities Market Bulletin – Issue #3
This third issue of the Securities Market Bulletin analyses the size indicators and highlights some of the interconnections within the securities market for the quarters ending March, June, September and December 2018. It is hoped that the Securities Market Bulletin will play a vital role in identifying inherent risks so that …
Act No. 12 of 2019 – AN ACT to amend the Financial Institutions Act, Chap. 79:09, the Securities Act, Chap. 83:02 and the Insurance, Act No. 4 of 2018
Act No. 12 of 2019 – AN ACT to amend the Financial Institutions Act, Chap. 79:09, the Securities Act, Chap. 83:02 and the Insurance, Act No. 4 of 2018. This Act may be cited as the Miscellaneous Provisions (Financial Institutions, Securities and Insurance) Act, 2019. Securities amendment 12 of 2019
Contravention Order re: Sagicor Funds Incorporated – $2,700.00
In The Matter of the Contravention of Section 63(a) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 47(c) of the Securities (General) By-Laws 2015 By Sagicor Funds Incorporated Contravention Order re Sagicor Funds Incorporated – $2,700.00
Contravention Order re: One Caribbean Media Limited – $2,700.00
In The Matter of the Contravention of Section 61(2) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By One Caribbean Media Limited Contravention Order re One Caribbean Media Limited – $2,700.00
Contravention Order re: Capital Markets Elite Group – $25,000.00
In The Matter of the Contravention of By-Law 28 of the Securities (General)By-Laws 2015 By Capital Markets Elite Group Limited Contravention Order re Capital Markets Elite Group – $25,000.00