In the Matter of the Contraventions of Section 63(a) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and By-Law 47(c) of the Securities (General) By-Laws 2015 By National Infrastructure Development Company Limited Contravention Order re NIDCO – $1,663,200.00.docx
In the Matter of Sections 6 (l)7(1) (l), 7(2) and 7(3) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago And In the Matter of the Implementation of a Revised Volume Report for Collective Investment Schemes by the Trinidad and Tobago Securities and …
In the Matter of the Contraventions of Section 65(1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and By-Law 48(1) of the Securities (General) By-Laws 2015By National Infrastructure Development Company Limited Contravention Order re NIDCO – $1,720,800.00
TTSEC Market Newsletter – News and Updates from the Commission – Issue #31. TTSEC Bi-Annual Market Newsletter Issue #31
In the Matter of an Application by JMMB Group Limited for an Exemption from By-Laws 11, 12, 13, 14, 15 and 16 of the Securities Industry (Take-Over) By-Laws 2005 Exemption Order re Takeover By-Laws – JMMB 2023
Circular Re: Implementation of the Trinidad and Tobago Securities and Exchange Commission’s Enhanced Risk-Based Supervision Framework The Trinidad and Tobago Securities and Exchange Commission (“the TTSEC”) has enhanced its framework for the risk-based supervision (“RBS”) of persons registered under Section 51(1) of the Securities Act, Chapter 83:02 of the Laws …
We refer to the matter at caption and are pleased to advise that Securities (Collective Investment Schemes) Bye-Laws, 2023 (the “CIS Bye-Laws”) came into effect on 8th May, 2023. We take this opportunity to express our gratitude to all stakeholders for their invaluable contributions and feedback provided during the periods …
Statement of Substance and Purpose – Amendment to Proposed TTSE Rule 400(2) Special Market Listing Requirement Rule in respect of the Small and Medium Enterprise Market Notice for Written Comments TTSE Rule 400 (2) SOSP – TTSE Rule 400 (2) – SME Special Market Listing Rule
LEGAL NOTICE NO. 98 REPUBLIC OF TRINIDAD AND TOBAGO THE SECURITIES ACT, CHAP. 83:02 CORRIGENDUM (In Respect of Legal Notice No. 71 of 2023) THE SECURITIES (COLLECTIVE INVESTMENT SCHEMES) BYE-LAWS, 2023 IN Legal Notice No. 71 of 2023, published in the Supplement to the “Trinidad and Tobago Gazette Extraordinary” dated …
LEGAL NOTICE NO. 71 REPUBLIC OF TRINIDAD AND TOBAGO THE SECURITIES ACT, CHAP. 83:02 BYE-LAWS MADE BY THE MINISTER UNDER SECTION 148 OF THE SECURITIES ACT AND SUBJECT TO NEGATIVE RESOLUTION OF PARLIAMENT THE SECURITIES (COLLECTIVE INVESTMENT SCHEMES) BYE-LAWS, 2023 1. These Bye-laws may be cited as the Securities (Collective …
