NOTICE OF DIRECTIONS HEARING In the Matter of Sections 71(1) and 159(1) of the Securities Act, Chap. 83:02 of the Laws of the Republic of Trinidad and Tobago (“the Act”) and in the Matter of the Securities Industry (Hearings and Settlements) Practice Rules, 2008 And In the Matter of an …
With the Christmas season upon us and the anticipated increases in the levels of consumer spending, persons are at this time weighing options for financing new purchases whether it be a car, travel or renovations to their home. An assessment of investors’ withdrawals from the Collective Investment Schemes/Mutual Funds from …
The pervasive nature of Fintech and other digital innovations in the financial sector have the potential to transform the securities industry in Trinidad and Tobago, and enhance our global attractiveness for investment potential. This transformation may improve the efficiency of the market whilst reducing transaction costs and encouraging growth in …
Trinidad and Tobago Securities and Exchange Commission (TTSEC) over the period November 25th –December 20th, 2019, will conduct a survey online to determine the financial literacy levels of respondents. This survey, which will be limited to online responses, aims to measure participants’ knowledge on four basic financial concepts: risk diversification, …
The fourth issue of the Commission’s Securities Market Bulletin encapsulates the data collected for the first two quarters of 2019 (as at March and June 2019). At the onset of 2019, geopolitical tensions stoked market volatility and heightened the anxiety of many investors globally. However, the Commission remained steadfast in …
In the Matter of Sections 71(1)(a) and 159(1) of the Securities Act, Chap. 83:02 of the Laws of the Republic of Trinidad and Tobago (the Act) And In the Matter of an Application by Furness Trinidad Limited for the Trinidad and Tobago Securities and Exchange Commission to declare on its …
In The Matter of the Contravention of Section 64(1) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Urban Development Corporation of Trinidad and Tobago Contravention Order re UDeCoTT – $110,000.00
In the Matter of the Contravention of Section 56(4) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 53 of the Securities (General) By-Laws, 2015 By Urban Development Corporation of Trinidad and Tobago Contravention Order re UDeCoTT – $31,000.00
In The Matter of the Contravention of Section 64(1)(a) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Urban Development Corporation of Trinidad and Tobago Contravention Order re UDeCoTT – $3,000.00
In the Matter of the Contravention of By-Law 39(1) of the Securities (General) By-Laws, 2015 By Sagicor Life Incorporated Order re Sagicor Life Incorporated – $72000.00
