In the Matter of an Application for the de-registration of the Scotia Short-Term Fund Inc. as a Reporting Issuer and Collective Investment Scheme pursuant to Section 71(1) (b) and 155 (1A) (e) of the Securities Act, Chap 83:02 of the Laws of the Republic of Trinidad and Tobago (the “Act”) …
In the Matter of Sections 71(1) (b) and 159 (1) of the Securities Act, Chap. 83:02 of the Laws of the Republic of Trinidad and Tobago And In the Matter of an Application by Readymix (West Indies) Limited for the Commission to declare that it is de-registered from the register …
In the Matter of Sections 51 (1), 155 (1A)(C) and 159(10) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago And In the Matter of an Application by Nigel Clewett, a Registered Investment Adviser, for Exemption from Registering as a Broker-Dealer Nigel …
In the Matter of Sections 71(1) (b) and 159 (1) of the Securities Act, Chap. 83:02 of the Laws of the Republic of Trinidad and Tobago And In the Matter of an Application by Readymix (West Indies) Limited for the Commission to declare that it is de-registered from the register …
Over the years market actors have been evolving their products and services to keep abreast of changes in the market, and to meet the increasing demands of investors. While each market actor has a distinct role, the Trinidad and Tobago Securities and Exchange Commission (“TTSEC”) has taken note that the …
Mark Twain once exhorted, “You’re never wrong to do the right thing”. This remains sound guidance and very much applicable when participating in the capital markets. Market actors are fully cognisant of the types of conduct and behaviours, which while falling short of the ambit of the law, are outright …
JOINT REGULATORY GUIDANCE ON COMPLYING WITH AML/CFT VERIFICATION REQUIREMENTS IN LIGHT OF COVID-19 MEASURES Trinidad and Tobago and the world in general, have faced an unprecedented set of circumstances linked to the coronavirus (COVID-19) pandemic, particularly during this period of social distancing, self-isolation and other disruptions to everyday business. …
Further to Public Health [2019 Novel Coronavirus (2019-nCoV)] (No.8) Regulations,2020, otherwise referred to as the ‘Stay at Home Order’, published by the Government of the Republic of Trinidad and Tobago on Monday 6th April, 2020, the temporary closure of the offices of the Trinidad and Tobago Securities and Exchange Commission …
The Trinidad and Tobago Securities and Exchange Commission (“TTSEC”) is mandated to provide protection to investors from unfair, improper or fraudulent practices and foster a fair and efficient securities market. Ensuring confidence in the securities industry is one of the top priorities of securities regulators worldwide. As such, TTSEC works …
In the Matter of Section 155(1A)(e) and 159(10) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago (the “Act”) and In the Matter of the Impact of the Novel Coronavirus Disease 2019 (“COVID-19”) pandemic on the Submission of Continuous Disclosures and Filings by …
