This week’s article continues our discussion on sustainable investing by looking at the emergence of Sustainable Reporting Standards. These are relatively new but are becoming increasingly important, as investors and financial regulators become more focused on ensuring that companies contribute towards achieving the Sustainable Development Goals (SDGs). Read more …
This week’s article focuses on the role of the securities regulator in achieving Sustainable Investing and the Financing of the Sustainable Development Goals. This area has important implications for the advancement of the global climate change agenda. Investors with such an investment philosophy will seek to invest in companies and/or …
Trinidad and Tobago Securities and Exchange Commission Notice of Temporary Operational Arrangements The Trinidad and Tobago Securities and Exchange Commission (“the Commission”) has taken note of the provisions of, the Emergency Powers Regulations, 2021, Legal Notice 142 of 2021, made by the President of the Republic of Trinidad and Tobago …
This week’s article focuses on a financial instrument that is not widely understood. A derivative is a financial security with a value that is reliant upon or derived from, an underlying asset or group of assets—a benchmark. The derivative itself is a contract between two or more parties, and the …
In the Matter of the Contravention of Section 64(1)(c) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago by Unilever Caribbean Limited Contravention Order re Unilever Caribbean Limited – $3000.00
In the Matter of the Contravention of Section 64(1)(a) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Telecommunications Services of Trinidad and Tobago Contravention Order re TSTT – $1000.00
In the Matter of the Contravention of Section 64(1)(a) and (c) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Telecommunications Services of Trinidad and Tobago Contravention Order re TSTT – $48,000.00
In the Matter of the Contravention of By-Law 28 of the Securities (General) By-Laws, 2015 by Sagicor Life Incorporated Contravention Order re Sagicor Life Incorporated – $1,000
In the Matter of the Contravention of By-Law 28 of the Securities (General) By-Laws, 2015 By Guardian Group Trust Limited Contravention Order re Guardian Group Trust Limited – $15,000.00
In the Matter of the Contravention of By-Law 28 of the Securities (General) By-Laws, 2015 By Guardian Asset Management and Investment Services Limited Contravention Order re Guardian Asset Management and Investment Services Limited – $15,000
