In this week’s article, we will discuss the disclosure and filing obligations of Registrants under section 51 of the Securities Act, 2012 (“SA 2012”). According to the legislation, Registrants are defined as persons registered or required to be registered under Part IV of the Act, these include entities conducting business …
The Trinidad and Tobago Stock Exchange (TTSE) is seeking to introduce the SME Mentorship Rules (Rules) which are aimed at capacity building for SMEs prior to listing on the SME Market. The purpose of these proposed Rules is therefore to provide a framework to guide the selection of a Mentor …
Rule 700- Mentor Requirements Minimum Requirements An Appointed Mentor shall meet, at a minimum, the following requirements on his or her appointment: Hold a valid Fit and Proper Certificate or Letter of No Objection issued by a local or foreign financial regulator; or Assessed and approved as Fit and Proper …
IN THE MATTER OF SECTION 40 OF THE SECURITIES ACT, 2012 AND THE PROPOSED ADDITION OF RULE 400(2) – [SPECIAL MARKET LISTING REQUIREMENTS] AND RULE 700s – [SMALL AND MEDIUM ENTERPRISES MENTORSHIP RULES] TO THE TRINIDAD AND TOBAGO STOCK EXCHANGE LIMITED RULES Notice Notice for Written Comments TTSE Rules 400(2) …
Market Overview Economic conditions in some advanced and developing economies improved over the first half of 2021 amidst the easing of restrictions, extensive progression in vaccination programmes and monetary and fiscal support. Read more here–> Securities Market Bulletin – Issue 8
AN ACT to make provisions of a financial nature and other related matters [Assented to 17th December, 2021] ENACTED by the Parliament of Trinidad and Tobago as follows: 1. This Act may be cited as the Finance (No. 2) Act, 2021. Read the full Act here —>Act No. 16 …
What is Capital and Regulatory Capital? In business terms, capital typically refers to the financial resources a company utilizes to fund its operations. Financial resources are however, not limited to only cash. Rather, it refers to the assets held on an entity’s balance sheet and include cash, cash equivalents, property, …
In this concluding article, focused on how bias affects our financial decisions, we delve deeper into the psychological aspect of financial decision-making. Read more ——-> Beware of Bias when Making Financial Decisions Pt.2
When we think of finance, many of us immediately think of complex equations, algorithms or charts. Indeed, numbers do play an important role in the finance industry but an often overlooked, and just as important, aspect is the role of behavioural psychology. In this week’s article the focus will be …
In The Matter of the Contravention of Section 56(4) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 53(2) of the Securities (General), By-Laws 2015 By Sheppard Securities Limited Contravention Order re Sheppard Securities Ltd – $175,000
