Contravention Order re UTC Cayman – $41,700.00
Section 64(1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By The Unit Trust Corporation (Cayman) SPC Limited Contravention Order re UTC Cayman – $41,700.00
Author Archives: Nicole Bachan
Contravention Order re UTC Cayman – $7,200.00
Section 56(4) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 53(3) of the Securities (General) By-Laws 2015 By The Unit Trust Corporation (Cayman) SPC Limited Contravention Order re UTC Cayman – $7,200.00
Contravention Order re Point Lisas Industrial Development – $50,000.00
In the Matter of the Contravention of Section 67(2)(c) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Point Lisas Industrial Port Development Corporation Limited Contravention Order re Point Lisas Industrial Development – $50,000.00
Contravention Order re Nestle Trinidad and Tobago Limited – $2,000.00
In the Matter of the Contravention of Section 66(1) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Nestle Trinidad and Tobago Limited Contravention Order re Nestle Trinidad and Tobago Limited – $2,000.00
Contravention Order re JMMB Bank Trinidad and Tobago Limited – $7,000.00
In the Matter of the Contravention of Section 61(2) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By JMMB Bank Trinidad and Tobago Limited Contravention Order re JMMB Bank Trinidad and Tobago Limited – $7,000.00
Contravention Order re Guardian Holdings Limited – $22,000.00
In the Matter of the Contravention of Sections 64(1)(a), (b) and (c) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Guardian Holdings Limited Contravention Order re Guardian Holdings Limited – $22,000.00
Contravention Order re Guardian Holdings Limited – $1,000.00
In the Matter of the Contravention of Section 56(4) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 53(3) of the Securities (General) By-Laws 2015 By Guardian Holdings Limited Contravention Order re Guardian Holdings Limited – $1,000.00
Contravention Order re FCL Financial Limited – $1,000.00
In the Matter of the Contravention of By-Law 40(1) of the Securities (General) By-Laws, 2015 By FCL Financial Limited. Contravention Order re FCL Financial Limited – $1,000.00
CEO Ag. Welcome and Opening Remarks – Market Outreach Session
OPENING REMARKS LYSTRA LUCILLIO – CHIEF EXECUTIVE OFFICER (AG.) Market Outreach Session ‘Towards a Resilient Securities Market’ Tuesday 6th September 2022 8:30am-10:30am La Boucan Room, Hilton Trinidad & Conference Centre I am pleased to welcome market participants to the Commission’s first in-person engagement session since the onset of COVID-19 pandemic. …
TTSEC hosts Market Outreach Session
Trinidad and Tobago Securities and Exchange Commission (“TTSEC”) held its first in-person Market Outreach Session since the COVID-19 pandemic at the La Boucan Room, Hilton Trinidad, on Tuesday 6th September, 2022. Read more here—> Media Release- TTSEC hosts Market Outreach Session