In the Matter of the Contravention of Section 65(1) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 48(1) of the Securities (General) By-Laws, 2015 By Eric Solis Marketing Limited Contravention Order – Eric Solis Marketing Limited – $1000.00
In the Matter of a Contravention of Section 63(a) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 47(c) of the Securities (General) by Law 2015 By JMMB Group Limited Contravention Order – JMMBGL – $14450.00
In the Matter of the Contravention of Section 63(a) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 47(c) of the Securities (General) By-Laws By JMMB Bank (T&T) Limited Contravention Order – JMMBBTT – $1000.00
In the Matter of the Contravention of By-law 28 of the Securities (General) By-Laws (“the By-Laws”) By Capital Markets Elite Group (Trinidad and Tobago) Limited Contravention Order – CMEGTTL – $1000.00
Act No. 15 of 2024-The Miscellaneous Provisions (Global Forum) Act 2024
Act No 4 of 2024 – Amendment to Act No 1 of 2024
Stress Testing and the Securities Market
Stress Testing and the Securities Market
Risk Based Supervision
Implementation of the Principles for Market Infrastructures (PFMIs)
