In the Matter of Section 155(1A) (c) and (e) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago And In the Matter for the Removal of Orders from the Commission’s website for late filing and publication of documents that occurred during the period …
In the Matter of the Contravention of Section 64(1)(a) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By The Home Mortgage Bank Contravention Order – HMB – $1,000.00
In the Matter of the Contravention of Section 66(1) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Samaan Tree Fund Contravention Order – Samaan Tree Fund – $1,000.00
In the Matter of the Contravention of Section 66(1) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago (“the Act”) By Mortgage Participation Fund Contravention Order – Mortgage Participation Fund – $1,000.00
In the Matter of the Contravention of Section 86 of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and of By-Law 56 of the Securities (General) By-Laws 2015 By The Home Mortgage Bank Contravention Order – HMB – $11,000.00
In the Matter of the Contravention of By-Law 28 of the Securities (General) By-Laws, 2015 By Maritime Capital Limited Contravention Order – Maritime Capital Limited – $1,000.00
In the Matter of the Contravention of By-Law 40(1) of the Securities (General) By-Laws (“the By-Laws”) By Guardian Life of the Caribbean Limited Contravention Order – GLOC – $13,000.00
Members of the public are advised that the Trinidad and Tobago Securities and Exchange Commission, located at Levels 22-23, International Waterfront Centre, 1 Wrightson Road, Port of Spain, will close at 12:00 noon on Tuesday 24th December 2024 and on Tuesday 31st December 2024. Registrants are, however, advised that notwithstanding …
CIRCULAR LETTER ISSUED TO: REPORTING ISSUERS, BROKER-DEALERS, INVESTMENT ADVISERS, UNDERWRITERS and SELF-REGULATORY ORGANIZATIONS REGISTERED UNDER THE SECURITIES ACT, CHAP 83:02 OF THE LAWS OF THE REPUBLIC OF TRINIDAD AND TOBAGO Amendments to Schedule 1 of the Securities (General) Bye-Laws 2015 and the Securities (Collective Investment Schemes) Bye-Laws 2023 The Trinidad …
The Trinidad and Tobago Securities and Exchange Commission (“TTSEC”) is the regulator for the securities industry in Trinidad and Tobago. As part of its mandate to educate the public on the securities industry, we issue this Public Notice (“Notice”) to provide investors and the general public with essential information for …
