Members of the public are advised that the Trinidad and Tobago Securities and Exchange Commission, located at Levels 22-23, International Waterfront Centre, 1 Wrightson Road, Port of Spain, will close at 12:00 noon on Tuesday 24th December 2024 and on Tuesday 31st December 2024. Registrants are, however, advised that notwithstanding …
CIRCULAR LETTER ISSUED TO: REPORTING ISSUERS, BROKER-DEALERS, INVESTMENT ADVISERS, UNDERWRITERS and SELF-REGULATORY ORGANIZATIONS REGISTERED UNDER THE SECURITIES ACT, CHAP 83:02 OF THE LAWS OF THE REPUBLIC OF TRINIDAD AND TOBAGO Amendments to Schedule 1 of the Securities (General) Bye-Laws 2015 and the Securities (Collective Investment Schemes) Bye-Laws 2023 The Trinidad …
The Trinidad and Tobago Securities and Exchange Commission (“TTSEC”) is the regulator for the securities industry in Trinidad and Tobago. As part of its mandate to educate the public on the securities industry, we issue this Public Notice (“Notice”) to provide investors and the general public with essential information for …
Trinidad and Tobago Securities and Exchange Commission (“TTSEC”) is the regulator for the securities industry in Trinidad and Tobago. This Public Alert is issued pursuant to our mandate to educate the public on the securities industry. It is intended to provide investors with essential information to avoid falling victim to …
The Trinidad and Tobago Securities and Exchange Commission (“the Commission”) refers to Regulation 4(2) of the Financial Obligations Regulations 2010 (as amended) (“FOR”) and Guidelines 6(8), (9) and (10) of the Commission’s Anti-Money Laundering and Counter Financing of Terrorism (“AML/CFT”) Guidelines for the Securities Sector regarding the approval of the …
Given recent amendments to the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago (“Securities Act”), the Trinidad and Tobago Securities and Exchange Commission (“the Commission”) issues this Circular Letter to reporting entities to provide key points for determining beneficial ownership. Read more –Circular …
Trinidad and Tobago Securities and Exchange Commission (“TTSEC”) is the regulator for the securities industry in Trinidad and Tobago. This Public Alert is issued pursuant to our mandate to educate the public on the securities industry. It is intended to provide investors with essential information to avoid falling victim to …
Risk Based Capital and the Securities Market of Trinidad and Tobago (1).pdf.crdownload
In the Matter of a Contravention of Section 63(a) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 47(c) of the Securities (General) by Law 2015 By JMMB Group Limited Contravention Order – JMMBGL – $14450.00
In the Matter of the Contravention of Section 63(a) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago and By-Law 47(c) of the Securities (General) By-Laws By JMMB Bank (T&T) Limited Contravention Order – JMMBBTT – $1000.00
