By letter dated October 14, 2008, the Trinidad and Tobago Stock Exchange Limited (“TTSE”) submitted to the Commission, a Statement of Substance and Purpose in accordance with section 40(1) of the Securities Industry Act, 1995 (“SIA”). The TTSE was seeking to amend the TTSE Rule 227 and the Horizon Trading Rule 10.2 with respect to the closing price of a security.
Decisions / Settlements Decision of the Commission from the Hearing of December 4, 2008 on the implementation of the Board Lots