In the Matter of the Contravention of Section 64(1)(c) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago by Unilever Caribbean Limited Contravention Order re Unilever Caribbean Limited – $3000.00
In the Matter of the Contravention of Section 64(1)(a) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Telecommunications Services of Trinidad and Tobago Contravention Order re TSTT – $1000.00
In the Matter of the Contravention of Section 64(1)(a) and (c) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Telecommunications Services of Trinidad and Tobago Contravention Order re TSTT – $48,000.00
In the Matter of the Contravention of By-Law 28 of the Securities (General) By-Laws, 2015 by Sagicor Life Incorporated Contravention Order re Sagicor Life Incorporated – $1,000
In the Matter of the Contravention of By-Law 28 of the Securities (General) By-Laws, 2015 By Guardian Group Trust Limited Contravention Order re Guardian Group Trust Limited – $15,000.00
In the Matter of the Contravention of By-Law 28 of the Securities (General) By-Laws, 2015 By Guardian Asset Management and Investment Services Limited Contravention Order re Guardian Asset Management and Investment Services Limited – $15,000
In the Matter of Section 8 of the Securities Act, Chapter 83:02 AND In the matter of the delegation of specific responsibilities, powers and functions of the Trinidad and Tobago Securities and Exchange Commission (“the Commission”) to a member of the Board of Commissioners (“the Board”) Order re Delegation …
In The Matter of Sections 51 (1) (a), 155 (1A) (c) and 159 (10) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago, and in the Matter of an Application by Aspire Fund Management Company Limited, a Registered Investment Adviser, for Exemption from …
In the Matter of Section 45 (1) and 45 (2) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago, and In the Matter of an Application by the Trinidad and Tobago Stock Exchange Limited to De-list Sagicor Financial Corporation Limited from its Official …
In the Matter of Section 45 (1) and Section 45 (2) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago, and in the Matter of an Application by the Trinidad and Tobago Stock Exchange Limited for the De-Listing of Government of the Republic …
