In the Matter of section 4(9)(a) of the Securities Act, 2012 and The Procedure for updating the list of Designated Foreign Jurisdictions. ORDER – Designated Foreign Jurisdictions Listing Appendix I-Order DFJ
In the Matter of Section 21 of the Securities Act 2012 and In the Matter of the Appointment of a Hearing Panel, a Pre-Hearing Conference Panel and a Settlement Panel respectively in accordance with the Securities Industry (Hearings and Settlements) Practice Rules 2008. Appointment of Settlement Panel, Hearing Panel
In the Matter of Section 8 of the Securities Act, 2012 AND In the Matter of the delegation of specific responsibilities, powers and functions of the Commission to the Chief Executive Officer AND In the Matter of the consolidation of all responsibilities, powers and functions previously delegated to the Chief …
On September 10, 2014 the President of the Republic of Trinidad and Tobago assented to the Securities (Amendment) Act, 2014, Act No. 9 of 2014, which amended the Securities Act, 2012 (“SA 2012”).
Please be advised that this is an unofficial consolidation of the Securities Act, 2012, as amended by the Securities (Amendment) Act 2014, and there may be errors. The Commission shall post the official consolidation once it is received from the LRC.
Hansard from the 9th Sitting of the Senate – 3rd Session – 10th Parliament
Hansard from the 14th Sitting of the House of Representatives- 3rd Session – 10th Parliament
Report of the Joint Select Committee on the Securities Bill 2012
Report on the SSC on the Securities (Amendment) Bill, 2013
AN ACT to provide protection to investors from
unfair, improper or fraudulent practices; foster
fair and efficient securities markets and
confidence in the securities industry in Trinidad
and Tobago; to reduce systemic risk, to repeal
and replace the Securities Industry Act,
Chap. 83:02 and for other related matters