Guidance

In keeping with our mandate to create and promote such conditions in the securities industry to ensure its orderly growth, regulation and development, the Commission will from time to time issue guidance notes, circular letters, FAQs and policies:

  1. To assist registrants in their interpretation and compliance with the Securities Act 2012 ( as amended) and its related subsidiary legislation; and
  2. To reflect the Commission’s views on international/regional developments related to the securities industry.

Material Change Guidance

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